Securities Expert Witness - William W. McGinnis, CFA - Securities Arbitration

Securities Expert Witness - Bill McGinnis, CFA

As a securities expert witness, William W. McGinnis, CFA, brings 30+ years of securities background, exceptional credentials, 10+ years of expert witness experience, and substantial testimony experience.

Bill's background as an investment advisor / portfolio manager, investment analyst, investment banker, and business consultant brings a unique set of skills to securities cases. He has been licensed as a registered representative / stock broker / financial advisor, has experience working for both buy-side and sell-side investment firms, and is on the exam-writing team for the Series 63, 65, and 66 securities licenses. He is one of the very few securities professionals awarded the CFA designation who are available as a securities expert witness.

He is a trained professional speaker and has been involved in education and training for over 30 years.

You may want to contact Bill to discuss the following cases:

· Suitability of Investments

· Breach of Fiduciary Duty

· Standards of Practice

· Professional Conduct

· Failure to Supervise

· Failure to Execute Orders

· Conflicts of Interest

· Breach of Contract

· Excessive Trading / Churning

· Asset Manager Breaches

· Investment Research

· Investment Analysis

· Portfolio Management

· Securities Trading

· Asset Allocation

· Asset Selection

· Trading Issues

· Broker Negligence

· Investment Appropriateness

· Securities Fraud

· Stock Fraud

· Accounting Fraud

· Insider Trading

· Investment Banking

· Securities Offerings

· Regulatory Compliance Issues

· Securities / FINRA Abritration